ROGER SILVERS
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Research

Cross-border cooperation between securities regulators
Extraterritorial enforcement by securities regulators is on the rise thanks to cooperation with foreign counterparts. These activities have important consequences for global markets. 


Refereed publications
(1)  “The valuation impact of SEC enforcement actions on non-target foreign firms” (solo authored)
 Journal of Accounting Research
  • 2013 AAA Outstanding International Accounting Section Dissertation Award

(2)  “Cross-border cooperation between securities regulators” (solo authored)
Journal of Accounting & Economics
  • 2018 Best Paper Award, International Accounting Section Midyear
  • 2018 Best Paper Award, Centre for Economic Policy Research-Imperial Business School—PLATO Market Innovator (MI3) Conference (£5,000)
 
(3)  “Regulatory cooperation and foreign portfolio investment” (with M. Lang, M. Maffett, and J. Omartian)
Journal of Financial Economics
 
(4)  “Does regulatory cooperation help integrate equity markets?” (solo authored)
​Journal of Financial Economics
  • Winner of the 2020 Joseph De La Vega Prize—Federation of European Securities Exchanges (€5,000)
 
(5)  “The effects of cross-border cooperation on disclosure enforcement and earnings attributes" (solo authored)
Journal of Accounting and Public Policy

Working papers
Available at: https://papers.ssrn.com/sol3/cf_dev/AbsByAuth.cfm?per_id=1187554.

Other
​Opinion editorials
June 2020 Barron’s “China Doesn’t Want to Cooperate With U.S. Regulators. Congress Is Raising the Stakes.”
 
Blog Posts
November 2021 Harvard Law School Forum on Corporate Governance (invited): “Does Regulatory Cooperation Help Integrate Equity Markets?”
March 2018 CLS Blue Sky/Oxford Business Law/Duke Law School FinReg (invited): “How cross-border cooperation improves securities enforcement and financial reporting”
May 2018 CLS Blue Sky: “The influence of cross-border cooperation on equity market liquidity”
July 2016 Oxford Business Law Blog (invited): “The Valuation Impact of SEC Enforcement Actions on Non-Target Foreign Firms"
 
Media mentions
September 2021 The Wire China (Katrina Northrop) “The Boom-Bust Backlash”
December 2020 Barron’s (Reshma Kapadia): “A Proposal to Delist Chinese Stocks Could Mean Big Headaches. What to Know”
July 2020 Trader Talk (Bob Pisani), CNBC: “A ‘financial war’ with China could be brewing on top of the trade war”
July 2020 Council of Institutional Investors: “Comment letter to the SEC Roundtable on Emerging Markets”
May 2020 FESE: “FESE: 2020 Winner Of The FESE De La Vega Prize”
September 2018 XV International Conference of the Association of Eurasian Central Securities Depositories: Well-functioning securities markets and international cooperation
July 2018 PLATO: Best Paper: Centre for Economic Policy Research-Imperial-PLATO Market Innovator (MI3) Conference
June 2018 Centre for Economic Policy Research (CEPR): “Roger Silvers wins best paper”
May 2018 National Securities and Stock Market Commission (Ukraine analog to the SEC): IOSCO MMoU Multilateral Memorandum: Impact of Cross-Border Cooperation on Equity Market Liquidity (Tweet)
September 2015 IOSCO: IOSCO Task Force on Cross-Border Regulation Final Report
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