Research
Cross-border cooperation between securities regulators
Extraterritorial enforcement by securities regulators is on the rise thanks to cooperation with foreign counterparts. These activities have important consequences for global markets.
Refereed publications
(1) “The valuation impact of SEC enforcement actions on non-target foreign firms” (solo authored)
Journal of Accounting Research
- 2013 AAA Outstanding International Accounting Section Dissertation Award
(2) “Cross-border cooperation between securities regulators” (solo authored)
Journal of Accounting & Economics
- 2018 Best Paper Award, International Accounting Section Midyear
- 2018 Best Paper Award, Centre for Economic Policy Research-Imperial Business School—PLATO Market Innovator (MI3) Conference (£5,000)
(3) “Regulatory cooperation and foreign portfolio investment” (with M. Lang, M. Maffett, and J. Omartian)
Journal of Financial Economics
(4) “Does regulatory cooperation help integrate equity markets?” (solo authored)
Journal of Financial Economics
- Winner of the 2020 Joseph De La Vega Prize—Federation of European Securities Exchanges (€5,000)
(5) “The effects of cross-border cooperation on disclosure enforcement and earnings attributes" (solo authored)
Journal of Accounting and Public Policy
Working papers
Available at: https://papers.ssrn.com/sol3/cf_dev/AbsByAuth.cfm?per_id=1187554.